Match score not available

Compliance Manager

Remote:

Full Remote

Contract:

Full time

Experience:

Senior (5-10 years)

Work from:

Philippines

Offer summary

Qualifications:

Bachelor's degree in Finance or Law., Master's degree preferred., Minimum of 5 years of compliance experience., In-depth knowledge of BSP and SEC regulations..

Key responsabilities:

Develop and implement a compliance program.
Monitor compliance activities and conduct audits.

SAVii Fintech: Finance + Technology Scaleup http://www.savii.io/

201 - 500 Employees

See all jobs

Job description

Our Company

SAVii was founded in 2017 as SAVii PH, since then, we have been revolutionizing the employee wellness landscape. Our primary goal is to transform lives everyday by offering 360° salary linked wellness services in emerging markets. We currently operate in the Philippines and India.

Through our employee benefits platform, we empower HR leaders with 360 degree salary linked financial wellness services that elevate team members personally and professionally. Fast forward to today, we are now the category leader in our pioneer market of the Philippines. We are always here to transform lives with you. Together, let’s make financial power at work a reality.

Our Culture

SAVii is all about people. We aim to transform lives everyday for our customers and our own team members. We promote a culture of people-centricity, engage deeply with our SAViiers and encourage everyone to bring their whole selves to work. Each member of our team has something unique to contribute, so we naturally embrace your individuality and recognize your unique perspective as an important catalyst of positive change. We are a remote-first organization, we work where we feel happy and productive. Beyond the monetary aspect, we offer a plethora of enabling benefits enhancing your personal and professional life. In SAVii, we Think Fast, and execute faster.

Our Values

Excellence is an Attitude. We are Licensed to Dare so that everyone can Learn and Succeed. Our shared culture of respect and Fast Executions are built on Integrity and knowing we are Stronger Together.

Our Commitment

SAVii is proud to be an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all our SAViiers. We do not discriminate on the basis of race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability and age. We believe that diversity in talent invites more opportunities for innovation that leads us to our goal to Transform Lives Everyday. As part of our commitment to a diverse and inclusive workplace, we strongly encourage individuals from all walks of life to apply.

Position Overview

We are seeking a seasoned Compliance Manager with extensive experience in banking and finance to oversee and enhance our compliance framework in alignment with SEC regulations and industry standards. The Compliance Manager will be responsible for aiding in the development, oversight, support, and monitoring of the Compliance Plan in our business operations.

Responsibilities

Develop and implement a robust compliance program tailored for financing and lending services, encompassing SEC and AMLC regulations and industry best practices

Monitor, review, and evaluate current compliance activities

Conduct regular compliance audits and risk assessments specific to financing and lending products and services

Monitor changes in SEC and AMLC regulations, and emerging industry trends to ensure timely updates to policies and procedures

Provide support to internal clients on regulatory and compliance issues

Create and review policies, procedures, forms, and training materials, as necessary

Provide guidance and training to staff on financing and lending compliance matters, promoting a culture of compliance and risk awareness

Collaborate closely with the technology and operations teams to assess and mitigate compliance risks associated with digital platforms and services

Investigate and resolve compliance issues related to financing and lending operations, partnering with legal counsel and senior management as necessary

Prepare and submit regulatory reports to the SEC, AMLC, CIC and other relevant authorities, ensuring accuracy and adherence to deadlines

Serve as the primary liaison for SEC and AMLC examinations and audits related to financing and lending, facilitating effective communication and resolution of findings

Act as the point of contact for compliance regulators; act as designated Compliance Officer when regulations require

Develop and implement corrective action plans in response to audit findings, compliance violations, or regulatory changes

Stay abreast of developments in financing and lending regulations, cyber security threats, and fintech innovations, and proactively adjust compliance strategies as needed

Professional Qualification and/or Regulatory requirements

Bachelor’s degree in Business Administration, Finance, Law, or related field; Master’s degree preferred.

Minimum of 5 years of experience in compliance management within the banking or financial services industry, with a focus on financing and lending

In-depth knowledge of BSP, SEC, and AMLC regulations, cyber security requirements, and AML/CTF laws applicable to financing and lending operations

Strong analytical skills and attention to detail, with the ability to interpret and apply regulatory requirements in a financing and lending context

Excellent communication and interpersonal skills, with a collaborative approach to working across departments and with external stakeholders

Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Information Systems Auditor (CISA), or Certified Information Privacy Professional (CIPP) preferred