Sr. Associate, IT Auditor

Overview

The Sr. Associate, IT Auditor at Lakeview Loan Servicing is an integral member of the Internal Audit team that plans and executes audits, advisory projects, and general control testing with limited management supervision and may direct the work of other internal auditors. The Sr. Associate, IT Auditor has experience in cybersecurity frameworks (NIST, ISO 27001, FFIEC CAT), compliance (NY DFS), data privacy, process automation, cloud security, and data analytics software (i.e. ACL). Strong communication, critical thinking, and analytical skills are vital to this position. The IT Senior Auditor assists management in the development of the annual plan and risk assessment process. Travel demands are expected to be limited (generally less than 10%).

This position is fully remote, however for those who live near one of our offices in Coral Gables, FL, or Ft. Lauderdale, FL, the expectation is to work a hybrid schedule with just three days in the office. This position offers a competitive salary of $120,000-$135,000, benefits starting on day one, and a company-matched 401(k) plan.

Responsibilities

• Audit Execution - Planning
• Conduct interviews/walkthroughs with business/technology owners.
• Leads the audit planning process, including audit scope/approach development and authoring audit planning memos.
• Audit Execution - Risk & Control Evaluation
• Develop risk and control matrices to evaluate the design of key internal controls (specifically IT internal controls).
• Designs and executes effective control tests and analytical procedures with limited management supervision.
• Documents work performed in adequately structured workpapers within audit management software (Audit Board).
• Independently identifies meaningful control gaps and develops recommendations that promote continuous improvement in risk management capabilities and the internal control environment.
• Audit Methodology & Tools
• Performs work in a manner that is consistent with Lakeview Internal Audit Procedures and the Institute of Internal Auditors’ (IIA) International Professional Practices Framework (IPPF).
• Contributes to ongoing improvements in internal audit methodology.
• Provide input to the development of the Annual Audit Plan.
• Project Management, Communication, & Reporting
• Independently leads meetings to gather process understanding, provide audit status updates, and communicate audit results.
• Develop well-written audit reports that include a clear and concise summary of the scope of work performed, conclusions reached, and recommended control improvements noted.
• Team & Personnel Development
• Supervises and develops the skills of less experienced team members. Shares industry acumen including best practices with others.
• Maintains all organizational and professional ethical standards, including consistently upholding all Company Tenets.
• Other duties as needed or required.
  

Qualifications

• Bachelor’s degree from an accredited college or university in a relevant field of study.
• Minimum of 3 years experience in IT Internal Audit and/or External Audit (Big 4 or similar).
  
  

Audit Execution, Methodology, & Tools

• Working knowledge and/or experience with technology systems or infrastructure (e.g., applications, cloud, network, virtualization, access control, cybersecurity, database administration)
• Knowledge of, and ability to consistently apply, internal auditing principles and practices.
• Skilled in critically evaluating processes, risks, and controls.
• Demonstrates proficiency in documenting processes, risks, and controls in narratives, flowcharts, and workpapers.
• Microsoft Excel abilities, including pivot tables, formulas, or macros. Working knowledge of other Microsoft Office applications (Word, PowerPoint, Visio).
• Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision-making is a plus.
  
  

Project Management, Communication, & Reporting

• Ability to leverage appropriate audit management tools (e.g. Audit Board) to monitor audit execution/timelines and provide transparent status updates to audit management.
• Capable of balancing multiple projects simultaneously through effective prioritization and multi-tasking skills.
• Skilled collaborator capable of effective interaction, negotiation, and problem resolution with audit and business personnel.
• Effectively able to lead meetings with team members and auditees and conduct process interviews/walkthroughs with business owners to gather needed information.
• Able to develop, present, and assist in “selling” control improvement opportunities and business advice.
• Demonstrates proficiency in clearly and concisely documenting audit results in workpapers, memos, and audit reports.
  
  

Team & Personnel Development

• Displays a growth mindset and strong work ethic.
• Ability to lead and motivate audit staff and be a “team player.”
• Experience working in, or adequate knowledge of, industries that include asset management, lending, and/or mortgage servicing a plus.
  
  

Certifications:

• Industry certification preferred (CISA, CISSP, CIPP, CompTIA Security+, etc.)
  
  

Lakeview is an Equal Employment Opportunity employer. All aspects of consideration for employment and employment with the Company are governed on the basis of merit, competence and qualifications without regard to race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, or any other category protected by federal, state, or local law.