Offer summary

Qualifications:

Bachelor's degree in finance, economics, or a related field., Strong analytical skills and attention to detail., Experience in regulatory compliance or financial supervision is preferred., Excellent communication and interpersonal skills..

Key responsibilities:

Conduct thorough reviews of trade activities to ensure compliance with regulations.

Prepare detailed reports on findings and recommendations for improvement.

Collaborate with internal teams to address compliance issues and implement solutions.

Meet with clients to discuss trade practices and provide guidance on regulatory requirements.

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,600 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.13 trillion (as of 6/30/2022). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

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