Remote Securities Regulation Jobs
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74 jobs
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Compliance Senior Manager- RJ Bank (Remote)
Compliance Senior Manager- RJ Bank (Remote)
30+ days ago
Raymond James
- Remote: United States, Florida (USA)
- Senior (5-10 years)
- 100 - 120K
Risk ManagementCompliance ManagementRegulatory ComplianceBank ComplianceSecurities RegulationPolicy Development
Corporate Paralegal
Corporate Paralegal
11 day ago
ServiceTitan
- Remote: United States
- Full time
Securities RegulationCorporate GovernanceSEC FilingEnterprise Information ManagementDocuSign (Software)Due Diligence
Legal Associate
Legal Associate
5 day ago
Rockstar
- Remote: United States
- Full time
Providing Legal AdviceRegulatory ComplianceCorporate LawsContract LawMarketingCommercial Laws
Controller
Controller
30+ days ago
More Staffing LLC
- Remote: United States
- Full time
Corporate Financial ReportingFinancial ManagementInternal ControlsPayroll AdministrationFinancial AnalysisCash Management
Compliance Associate, Transaction Monitoring
Compliance Associate, Transaction Monitoring
30+ days ago
Wealthfront
- Remote: United States, California (USA)
- Full time
- Mid-level (2-5 years)
- 13 - 125K
Fraud DetectionRegulatory ComplianceAnti Money LaunderingTransaction MonitoringSecurities RegulationSQL (Programming Language)
Associate General Counsel III - Regulatory
Associate General Counsel III - Regulatory
30+ days ago
Edward Jones
- Remote: United States
- Expert & Leadership (>10 years)
- 168 - 286K
Legal AnalysisSecurities RegulationRisk ManagementRegulatory ComplianceProviding Legal AdviceSecurities Regulation
Corporate Counsel (Remote)
Corporate Counsel (Remote)
30+ days ago
Myriad Genetics
- Remote: United States
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceMergers And AcquisitionsLegal StrategySEC FilingRegulatory Compliance
Senior Manager, Digital Securities Policy
Senior Manager, Digital Securities Policy
19 day ago
Coinbase
- Remote: United States
- Full time
Digital Asset ManagementSecurities RegulationRegulatory CompliancePolicy DevelopmentEquity IssuanceRegulatory Compliance
Manager, Compliance - Branch Exams
Manager, Compliance - Branch Exams
30+ days ago
Raymond James
- Remote: United States
- Full time
- Senior (5-10 years)
Securities RegulationFinancial MarketCompliance ManagementRegulatory ComplianceAnalytics
Senior Advisor, PCG Branch Exams
Senior Advisor, PCG Branch Exams
30+ days ago
Raymond James
- Remote: United States, Colorado (USA)
- Senior (5-10 years)
- 80 - 95K
Risk ManagementSecurities RegulationBank ComplianceProject ManagementCompliance ManagementRegulatory Compliance
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- Remote: United States, Ohio (USA)
- Senior (5-10 years)
Operational ExcellenceMicrosoft Dynamics CRMMarketingStatutory AccountsMbaasSecurities Regulation
Senior Advisor, Regulatory Risk/Gap - PCG Compliance Training and Education
Senior Advisor, Regulatory Risk/Gap - PCG Compliance Training and Education
30+ days ago
Raymond James
- Remote: United States
- Full time
- Mid-level (2-5 years)
Securities RegulationFinancial MarketCross-Functional CollaborationOffice AppDecision AnalysisRegulatory Compliance
Senior Manager, Investor Relations & Corporate Communications
Senior Manager, Investor Relations & Corporate Communications
30+ days ago
Rocket Pharmaceuticals
- Remote: United States
- Senior (5-10 years)
- 138 - 158K
Content CreationInvestor RelationsProject ManagementCustomer EngagementBiotechnologyPharmaceuticals
Marketing Review Officer, Business Supervisory Office - Assistant Vice President
Marketing Review Officer, Business Supervisory Office - Assistant Vice President
30+ days ago
Deutsche Postbank Group
- Remote: United States, Florida (USA)
- Full time
- Expert & Leadership (>10 years)
- 46 - 110K
Risk ManagementFederal Reserve SystemDisciplinary ProceduresSecurities RegulationInternational MarketingRegulatory Compliance
Compliance Director- Financial Holding Company
Compliance Director- Financial Holding Company
30+ days ago
Raymond James
- Remote: United States
- Expert & Leadership (>10 years)
- 130 - 140K
Regulatory ComplianceProject ManagementCompliance ManagementBank ComplianceFinancial LawCompliance Management
Director, SEC Reporting and Corporate Legal
Director, SEC Reporting and Corporate Legal
25 day ago
Dave
- Remote: United States
- Full time
Providing Legal AdviceSecurities RegulationCorporate GovernanceSEC FilingInvestor RelationsCorporate Laws
Senior Counsel - Indirect Procurement
Senior Counsel - Indirect Procurement
30+ days ago
AmerisourceBergen
- Remote: United States, Sudan, Georgia (country), Laos, China, Tunisia, Malta, Norway, Italy, Alabama (USA), Arizona (USA), California (USA), Colorado (USA), Connecticut (USA), Delaware (USA)
- Full time
- Senior (5-10 years)
- 121 - 186K
Legal KnowledgeProject ManagementContract ManagementCommercial LawsDigital File ManagementLegal Technology
SEC Regulations Analyst
SEC Regulations Analyst
30+ days ago
LexisNexis Risk Solutions
- Remote: United States, Georgia (country), District of Columbia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA), Virginia (USA)
- Full time
Securities RegulationLegal ResearchAcademic WritingDigital File ManagementEmail Software
Senior Registrations Associate
Senior Registrations Associate
30+ days ago
Raymond James
- Remote: United States
- Full time
Securities RegulationFinancial AdvisingFinancial TradingFinancial RegulationsProject CollaborationFinancial Market
Advisor, Compliance – Third-Party Vendor Oversight
Advisor, Compliance – Third-Party Vendor Oversight
30+ days ago
Raymond James
- Remote: United States
- Full time
- Junior (1-2 years)
Securities RegulationFinancial MarketCompliance ManagementRegulatory ComplianceBank Compliance
SEC Regulations Analyst
SEC Regulations Analyst
30+ days ago
RELX
- Remote: United States, Georgia (country), District of Columbia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA), Virginia (USA)
- Full time
Securities RegulationLegal ResearchAcademic WritingDigital File Management
Accounting and Financial Reporting Manager
Accounting and Financial Reporting Manager
30+ days ago
MNTN
- Remote: United States
- Senior (5-10 years)
Accounting SoftwareCorporate Financial ReportingAccount ReconciliationSAP Concur (Travel And Invoice Software)NetsuiteSarbanes-Oxley Act (SOX) Compliance
Senior Legal Advisor
Senior Legal Advisor
30+ days ago
P2P.org
- Remote: European Union
- Senior (5-10 years)
Higher Education LawLegal ResearchContract ManagementIntellectual PropertyRisk ManagementCompany Structure
Registered Brokerage Client Service Associate (Support)
Registered Brokerage Client Service Associate (Support)
Popular!
30+ days ago
Alpaca
- Remote: Anywhere
- 1 - 13K
Client ServicesSecurities ResearchSecurities RegulationCode Of Federal RegulationsFinancial Regulations
